Smart RIA software with our proprietary Advisor Alert technology combines back office efficiencies with Federal and State compliance to offer an all-in-one RIA management platform that helps you to remain audit ready and manage your business while saving time and money.
Customer Reviews
Vern Bell - I.
Advanced user of Smart RIASmartRIA is easy to use, provides a secure repository for all my client data, and provides a wealth of compliance resources and reminders.
The software is new and there are still non-essential features that need to be added, like sort on file name.
Try it. You'll like it.
I maintain all my client, contractor, employee and other essential files in SmartRIA. I have used it to have my outside compliance consultant provide an document review. From this I have identified numerous changes to policy and procedures. Better that problems are identified and corrected now than when the State Securities Board decides to pay a visit.
